NEW

The Day One Compliance bundle

An expert curated compliance toolkit for the newly appointed Chief Compliance Officer, made up of ten essential cheatsheets and tools to get you started in building your programme.
“Game-changing insight with a Wes Anderson aesthetic...the IC Cheatsheets and Playbooks are packed with ideas, tools, templates and principles that elevate good compliance officers to greatness”


What's included?

  • IC Compliance 365 Model
  • IC Universal Compliance Risk Taxonomy (with downloadable Excel version)
  • Compliance Mission Statement
  • Compliance Risk Appetite Statement 
  • IC Compliance Charter
  • Compliance Committee Terms of Reference (with downloadable Word template)
  • First 100 days: compliance capability action plan
  • The Compliance Plan (with downloadable Word template)
  • Understanding Compliance and Misconduct
  • The new CCO's reading list


Look and feel

IC Insights prides itself on creating visually impactful, easy to digest materials that elevate compliance understanding and help elevate our readers' ideas.

Our playbooks are provided in PDF format with guidance notes, explanatory concepts and principles. Our templates come equipped with editable Word or Excel downloads. 

The Day One bundle comprises over 30 pages of hand crafted quality materials, designed by practicing compliance officers.

Practically relevant

IC playbooks and templates provide practical insights that can be immediately put to use.

Globally oriented

Our materials consolidate compliance insights from expert partners and leaders across the globe.

Elevated content

Our templates build on international standards, legal and accounting best practices, and regulatory guidance.

WHAT YOU GET: THE DETAIL

COMPLIANCE 365 MODEL

A three page PDF cheatsheet setting out the IC 365 framework for structuring a compliance programme

COMPLIANCE RISK TAXONOMY

145 compliance risks categorised into a 3 tier risk hierarchy and ten universal compliance themes, in PDF and Excel format

THE COMPLIANCE MISSION STATEMENT

A signature IC cheatsheet setting out how to create a compliance mission statement, giving real world examples

COMPLIANCE RISK APPETITE STATEMENT

A two page signature IC cheatsheet setting out how to create a compliance risk appetite statement, supported by IC's concept statement consolidated from real world examples

IC COMPLIANCE CHARTER

A three page PDF cheatsheet setting out the IC 365 framework for structuring a compliance programme

COMPLIANCE COMMITTEE TERMS OF REFERENCE

145 compliance risks categorised into a 3 tier risk hierarchy and ten universal compliance themes, in PDF and Excel format

COMPLIANCE CAPABILITY ACTION PLAN

A signature IC cheatsheet setting out how to create a compliance mission statement, giving real world examples

THE COMPLIANCE PLAN

A four page template supported by detailed guidance, covering priority areas, strategic investment and execution of compliance activity. Available as a PDF guide and customisable Word download

UNDERSTANDING COMPLIANCE AND MISCONDUCT

Two signature IC cheatsheets that explain what compliance risks and conduct risks are, the fundamentals of managing compliance risk, and four types of misconduct

THE NEW CCO's READING LIST

A one page PDF cheatsheet with 28 essays, books and articles every new CCO should read
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