NEW
The How to Be a CCO starter bundle
An exclusive playbook bundle for the newly appointed Chief Compliance Officer, made up of eight essential IC templates, cheatsheets and other resources to get you started in building your programme.
Get this bundle for FREE!
Purchase a copy of How to be a Chief Compliance Officer by Natalie McManus-Barnett and Jennifer Geary, and apply the code in the last chapter at checkout (valid with proof of purchase)
“Game-changing insight with a Wes Anderson aesthetic...the IC Cheatsheets and Playbooks are packed with ideas, tools, templates and principles that elevate good compliance officers to greatness”
What's included?
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Universal Compliance Risk Taxonomy: comprising 145 compliance risks categorised into a 3 tier risk hierarchy, in PDF and Excel format
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The Compliance 365 Model: a 3 page PDF cheatsheet illustrating the core concepts of a compliance programme in practice and how to structure them
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Compliance Risk Appetite Statement: a two-page signature IC cheatsheet setting out how to create a compliance risk appetite statement, supported by IC's concept statement consolidated from real world examples
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The Compliance Plan: a five page editable Word template for creating and reporting a compliance plan, supported by a four page PDF guidance note
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Elevating Breach Reporting: a two page editable Word template, Excel breach log, and two PDF pages of guidance on reporting and concept metrics
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Compliance Mission Statement: a signature IC cheatsheet setting out how to create a compliance mission statement, with real world examples
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IC Compliance Charter: a one page PDF cheatsheet setting out six core principles making up the IC Charter
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The 100 day Compliance Capability Action Plan: a two page PDF guide to evaluating compliance resources, needs and gaps in your first 100 days in role
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